-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HOzDkypUedXcWgtVUs+9KeUOR/2PRaFJxHQrcyo82sv6Icub20ElNoGFQlbNQDYN xK9Sv5Lm4pOSnDmkGlkG0g== 0000934091-98-000002.txt : 19980218 0000934091-98-000002.hdr.sgml : 19980218 ACCESSION NUMBER: 0000934091-98-000002 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980213 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: YOUNG INNOVATIONS INC CENTRAL INDEX KEY: 0000949874 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 431718931 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-52883 FILM NUMBER: 98539677 BUSINESS ADDRESS: STREET 1: 13705 SHORELINE COURT CITY: EARTH CITY STATE: MO ZIP: 63045 BUSINESS PHONE: 3143440010 MAIL ADDRESS: STREET 1: 13705 SHERALINE CENTER STREET 2: 13705 SHERALINE CENTER CITY: BARTH CITY STATE: MO ZIP: 63045 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RICHMOND GEORGE E CENTRAL INDEX KEY: 0001055125 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 13705 SHORELINE COURT EAST CITY: EARTH CITY STATE: MO ZIP: 63045 BUSINESS PHONE: 3143440010 MAIL ADDRESS: STREET 1: 13705 SHORELINE COURT EAST CITY: EARTH CITY STATE: MO ZIP: 63045 SC 13G 1 SCHEDULE 13G FOR GEORGE E. RICHMOND SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant To Rules 13d-1(b) and (c) and Amendments Thereto Filed Pursuant to Rule 13d-2(b). SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ___________)* YOUNG INNOVATIONS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 987520 10 3 (CUSIP Number) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosure provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 987520 10 3 Page 2 1 NAME OF REPORTING PERSON/S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: George E. Richmond 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] Not applicable 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION: United States of America NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5 SOLE VOTING POWER 3,295,065 6 SHARED VOTING POWER -0- 7 SOLE DISPOSITIVE POWER 2,388,285 8 SHARED DISPOSITIVE POWER 906,780 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 3,295,065 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES: [X] Amount excludes 600 shares of common stock held by Mr. Richmond's spouse. Mr. Richmond has no voting or dispositive power over such shares and disclaims beneficial ownership of those 600 shares. 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 49.1% 12 TYPE OF REPORTING PERSON IN CUSIP No. 987520 10 3 Page 3 Item 1(a). Name of Issuer: Young Innovations, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 13705 Shoreline Court East Earth City, MO 63045 Item 2(a). Name of Persons Filing: George E. Richmond Item 2(b). Address of Principal Business Office: 13705 Shoreline Court East Earth City, MO 63045 Item 2(c). Citizenship: United States of America Item 2(d). Title of Class of Securities: Common Stock Item 2(e). CUSIP Number: 987520 10 3 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) [ ] Broker or Dealer registered under Section 15 of the Act. Not Applicable. (b) [ ] Bank as defined in Section 3(a)(6) of the Act: Not Applicable. (c) [ ] Insurance Company as defined in Section3(a)(19) of the Act: Not Applicable. (d) [ ] Investment Adviser registered under Section 8 of the Investment Company Act: Not Applicable. (e) [ ] Investment Adviser registered under Section 203 of the Investment Company Act: Not Applicable. (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the CUSIP No. 987520 10 3 Page 4 provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund: Not Applicable. (g) [ ] Parent Holding Company, in accordance with Rule 13d- 1(b)(ii)(G): Not Applicable. (h) [ ] Group, in accordance with 13d-1(b)(1)(ii)(H): Not Applicable Item 4. Ownership (a) Amount Beneficially Owned: 3,295,065* *This amount excludes 600 shares of common stock held by Mr. Richmond's spouse. Mr. Richmond has no voting or dispositive power over such shares and disclaims beneficial ownership of those 600 shares. (b) Percent of Class: 49.1% (c) Number of Shares as to which such person has: (i) sole power to vote or to direct the vote: 3,295,065 (ii) shared power to vote or to direct the vote: -0- (iii) sole power to dispose or direct the disposition of: 2,388,285 (iv) shared power to dispose or to direct the disposition of: 906,780 Item 5. Owners of Five Percent of Less of a Class Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired CUSIP No. 987520 10 3 Page 5 the Security Being Reported on By the Parent Holding Company. Not Applicable. Item 8. Identification and Classification of Members of the Group. Not Applicable. Item 9. Notice of Dissolution of Group. Not Applicable. Item 10. Certification Not Applicable. SIGNATURE After reasonable inquiry and to the best of his knowledge and belief, the undersigned certifies that the information set forth in this Statement is true, complete and correct. February 13, 1998 --------------------------------- Date /s/ George E. Richmond --------------------------------- George E. Richmond -----END PRIVACY-ENHANCED MESSAGE-----